Thank you to our 2019 sponsors

With the unique combination of financial services, technology and regulatory expertise, IBM RegTech enables institutions to make more timely and risk-aware decisions. We apply the latest advancements in artificial intelligence, machine learning and automation to the risk and compliance process, increasing operational efficiency, accelerating insight and improving transparency. This greater oversight and understanding helps our clients preserve institutional trust and enhance value to their shareholders and customers alike.

To learn more about IBM financial crime and regulatory compliance solutions, visit ibm.com/RegTech and follow us on Twitter @IBMFintech


IHS Markit (www.ihsmarkit.com)

IHS Markit (Nasdaq: INFO) is a world leader in critical information, analytics and solutions for the major industries and markets that drive economies worldwide. The company delivers next-generation information, analytics and compliance and regulatory solutions to customers in business, finance and government, improving their operational efficiency and providing deep insights that lead to well-informed, confident decisions. IHS Markit has more than 50,000 key business and government customers, including 85 percent of the Fortune Global 500 and the world’s leading financial institutions. Headquartered in London, IHS Markit is committed to sustainable, profitable growth.

Numerix is the leading provider of innovative capital markets technology applications and real-time intelligence capabilities for trading and risk management. Committed to out-of-the box thinking, the exploration and adoption of latest technologies, Numerix is dedicated to driving a more open, fintech oriented, digital financial services market. Built upon a 20+ year analytical foundation of deep practical knowledge, experience and IT understanding, Numerix is uniquely positioned in the financial services ecosystem to help its users reimagine operations, modernize business processes and capture profitability. www.numerix.com


OneTrust Vendorpedia™ is the largest and most widely used technology platform to operationalize third party risk, security, and privacy management. More than 4,500 customers of all sizes use OneTrust to offer the most depth and breadth of any third party risk, security, and privacy solution. To learn more, visit vendorpedia.com or connect on LinkedIn.

To succeed today, financial institutions require world-class solutions that integrate people, processes, information and technology for the front office, middle office and operations. Bloomberg Professional services – the Bloomberg Terminal® and our enterprise data management and integration services – provide real-time data, breaking news, in-depth research and powerful analytics to help financial professionals make smarter, faster and more informed decisions.

Bloomberg helps clients navigate the increasingly complex liquidity, regulatory and accounting disclosure landscape, with a diverse suite of solutions that combine high-quality data, unparalleled market analytics and best-in-class service. No matter the challenge, Bloomberg is a trusted partner for the journey through ever-shifting regulatory complexity.

As the world's leading and most diverse derivatives marketplace, CME Group (www.cmegroup.com) enables clients to trade futures, options, cash and OTC markets, optimize portfolios, and analyze data – empowering market participants worldwide to efficiently manage risk and capture opportunities. CME Group exchanges offer the widest range of global benchmark products across all major asset classes based on interest rates, equity indexes, foreign exchange, energy, agricultural products and metals. 

FactSet (NYSE:FDS | NASDAQ:FDS) delivers superior analytics, service, content, and technology to help more than 66,000 users see and seize opportunity sooner. We are committed to giving investment professionals the edge to outperform, with fresh perspectives, informed insights, and the industry-leading support of our dedicated specialists. We're proud to have been recognized with multiple awards for our analytical and data-driven solutions and as one of Fortune's 100 Best Companies to Work For and a Best Workplace in the United Kingdom and France.  Subscribe to our thought leadership blog to get fresh insight delivered daily at insight.factset.com. Learn more at www.factset.com and follow on Twitter: www.twitter.com/factset.


Quantel AI is a Fintech firm headquartered in New York City. It was founded in 2018 by two senior technologists with over two decades of experience at a premier Wall Street firm with a vision to be a cutting edge R&D organization that applies the advancements in the field of Artificial Intelligence to real world problems in Finance, specifically in Investment Management, Trading and Risk Management. Quantel AI is guided by veterans of Wall Street firms who have unmatched reputation of being game changers of the industry with their leadership and innovation skills. At Quantel AI, we are constantly brain storming fresh ideas, experimenting with new AI or Quantitative models and back-testing on algorithmic strategies. Being a startup company in fintech, Quantel AI brings in the nimbleness and agility that is required to innovate with the fast changing pace of technology. www.quantel.ai/

Everbridge (NASDAQ: EVBG) 

We keep people safe, businesses running faster and industries connected with sophisticated incident response and crisis management systems.

Over 4,600 global organizations, governments, corporations and regulators rely on the Everbridge Critical Event Management Platform to track relevant threats, visualize the impact to assets, and to deliver emergency notifications and crisis instructions as part of the operational resiliency plans of banks, clearing houses, regulators, capital market firms and insurance compaies. 

The platform delivers on an unprecedented scale sending over 2.8 billion messages annually, with the ability to reach over 500 million people in more than 200 countries and territories, including entire mobile populations on a country-wide basis.  The company’s SaaS based service includes Mass Notification, Incident Management, Safety Connection™, IT Alerting, Visual Command Center®, Public Warning, Crisis Management, Community Engagement™ NC4 Risk Intelligence Feeds and Secure Messaging.  With the acquisition of NC4, we now provide hyper-local and historical event risk intelligence.

Everbridge serves 8 of the 10 largest Investment Banks, 4 of the 5 largest Retail Banks as well as many Systematically Important Financial Firms, regulators and government agencies. The company is based in Boston and Los Angeles with additional offices in San Francisco, Lansing, Orlando, Beijing, London and Stockholm. 

ActiveViam delivers a precision analytics platform that improves decision making for complex, real-time, high volume business and regulatory challenges. Some of the world’s largest financial institutions use ActiveViam for market, liquidity and collateral risk, FRTB, XVA, and other mission critical use cases.  By harnessing your existing and new data sources to our high-performance, in memory aggregation engine, the ActiveViam platform enables train-of-thought analysis which empowers users to delve deeper into the questions requiring immediate and incisive answers. 

Our platform continuously evaluates performance goals, instantly detects and analyzes deviations, simulates the impact of scenarios and takes relevant action - all in real time. Some of the key features are:

  • In-memory aggregation that delivers fast responses on complex, large data queries in real-time.
  • Mixed workload DBMS supports transactional and analytical queries within the same environment.
  • Real-time alerts enable the detection of outliers and exploration of their cause at any point in the past.
  • Multi-dimensional queries that provide the flexibility to explore data across as many dimensions as needed.

ActiveViam operates from offices in New York, Paris, London, Hong Kong and Singapore.

As a leader in analytics, SAS enables financial institutions to modernize and sustain a competitive edge. SAS provides an integrated, enterprise-wide platform for managing risk, whether it be reputational, operational, financial or compliance-related. SAS empowers both decision makers and users to meet the challenges of risk modeling and decisioning, make enterprise stress testing less stressful with high-performance risk analytics, and strengthen risk strategy and oversight through model risk management. Learn more about how SAS is driving business value for risk and finance professionals at www.sas.com/risk.

Saphyre is a FinTech startup that exclusively leverages US Patent-Approved AI technology to structure all pre-trade data and documents. This information is organized from multilateral private counterparties: from when a corporate/pension/trust is engaged and is the ultimate beneficial owner, to asset managers/hedge funds launching a new fund, to brokers and custodians setting up accounts.

Saphyre’s platform not only maintains memory of the data and documents, which allows for clients not having to search or resubmit this information, it expedites the flow in a structured manner so that it can be consumed and understood by any permissioned counterparty in the finance industry. This allows firms not only to assess risk faster and clearly, but they can speed their onboarding processes, and even eliminate redundant or inefficient processes in the booking, confirmation, and settlement space.

Learn more at https://www.saphyre.com/

RiskFirst is a financial technology company providing modern technology solutions to Asset Owners, Consultants and Asset Managers to help grow and improve their business. Acquired by Moody’s in 2019, RiskFirst began in 2009 with the launch of PFaroe, a modern and effective software solution for institutional investors to manage their asset and liability risk. PFaroe is now the market leader in the UK - reaching more than half of the UK DB market - with a growing foothold in the US. Overall, more than 3, 000 pension plans, with in excess of $1.5 trillion in assets, now benefit from our technology. 

Hanweck is the leading provider of real-time risk analytics on global derivatives markets focusing on the large-scale risk problems of banks, broker/dealers, hedge funds, central counterparties and exchanges -- where the number of instruments and positions number in the millions. Hanweck delivers its risk analytics as a real-time service -- usually in the form of a data feed -- thereby dramatically simplifying integration with its customers' risk architecture. Hanweck's institutional investors include NASDAQ and Argentum, a New York-based private equity firm.  For more information, please visit www.hanweck.com or follow Hanweck on Twitter and LinkedIn.